试题与答案

Daniel, CFA, is a portfolio manager with t

题型:单项选择题

题目:

Daniel, CFA, is a portfolio manager with the trust department of Citi Nation Bank. One of his accounts is his children’s trust fund. Daniel allocated IPO shares to his children’s trust fund before he has completely satisfied all the needs of his other accounts. According to AIMR Standards of Professional Conduct, which of the following standards did Daniel violate()

A. Standard Ⅰ (A) Independence and Objective.

B. Standard Ⅳ (B) Priority of Transactions.

C. Standard Ⅳ (B) Disclosure of Conflicts to Clients and Prospects.

答案:

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参考答案:A

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