试题与答案

中国证券业协会对备案材料的合规性进行审核的要点包括( )。A.承销说明书的内容是否

题型:多项选择题

题目:

中国证券业协会对备案材料的合规性进行审核的要点包括( )。

A.承销说明书的内容是否完备

B.是否按规定组织承销团

C.已承销费用的收取是否符合标准

D.备案材料是否完备

E.承销商备案材料是否在规定的时间内报送证监会

F.发行人与承销团各成员之间的关联关系情况是否详细披露

G.承销团各成员包销金额是否符合规定应详细披露

答案:

参考答案:A,B,C,D,F,G

解析: E项应为,承销商备案材料是否在规定的时间内报送协会。

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