试题与答案

证券发行人及其直接负责的主管人员和其他直接责任人员有下列行为中的(),中国证监会可以

题型:单项选择题

题目:

证券发行人及其直接负责的主管人员和其他直接责任人员有下列行为中的(),中国证监会可以视情节轻重采取责令改正、监管谈话、出具警示函、责令公开说明、认定为不适当人选等监管措施,或者采取市场禁入措施,并记入诚信档案。

Ⅰ.向投资者提供除招股意向书等公开信息以外的发行人信息

Ⅱ.以自有资金参与网下配售

Ⅲ.与网下投资者互相串通,协商报价和配售

Ⅳ.夸大宣传,或以虚假广告等不正当手段诱导、误导投资者

A.Ⅱ、Ⅲ、Ⅳ

B.Ⅰ、Ⅱ、Ⅲ

C.Ⅰ、Ⅱ、Ⅲ、Ⅳ

D.Ⅰ、Ⅱ、Ⅳ

答案:

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参考答案:C解析:工作分析在人力资源规划方面的作用具体表现为:人力资源规划强调基于组织战略确定人力资源需求的数量、质量和结构。当战略转移时,组织内部会出现职位更替、工作职责变化或人员需求变化。通过工...

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