试题与答案

机械原始记录的填写应符合下列要求()。 A.按规定的表格 B.按实际工作小时填写准确

题型:多项选择题

题目:

机械原始记录的填写应符合下列要求()。

A.按规定的表格

B.按实际工作小时填写准确及时完整

C.由机械驾驶人员填写

D.不得有虚报漏报

E.原始记录填写好坏,应与奖励制度结合起来

答案:

参考答案:A, B, C, D, E

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题型:单项选择题

Theresa Green, CFA, manages the portfolio of Ian Knowlden, a client of Tisbury Investments. Green knows that Knowlden is preparing to sell a large position in the Franklin Industries, a relatively small inactively-traded stock listing in a local exchange. Green places a sell order for Franklin Industries in his own account before the Knowlden's order is placed. Green has most likely violated the Standard(s) of Professional Conduct relating to:()

A. only material non-public information.

B. only priority of transactions.

C. both material nonpublic informationand priority of transactions.

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