试题与答案

按照《股指期货投资者适当性制度实施办法(试行)》,期货公司会员单位客户管理和服务制度

题型:多项选择题

题目:

按照《股指期货投资者适当性制度实施办法(试行)》,期货公司会员单位客户管理和服务制度的核心是()。

A.慎重选择客户

B.了解客户

C.分类管理

D.向投资者充分解释股指期货风险

答案:

参考答案:B, C

解析:《股指期货投资者适当性制度实施办法(试行)》第二条规定,期货公司会员应当根据中国证券监督管理委员会有关规定和本办法要求,评估投资者的产品认知水平和风险承受能力,选择适当的投资者审慎参与股指期货交易,严格执行股指期货投资者适当性制度各项要求,建立以了解客户和分类管理为核心的客户管理和服务制度。

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