试题与答案

根据上海证券交易所的规定，在进行买断式回购交易时，（）。 A.融资方无需缴纳履约金

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题型：单项选择题

题目：

根据上海证券交易所的规定，在进行买断式回购交易时，（）。

A.融资方无需缴纳履约金

B.融券方无需缴纳履约金

C.融资方和融券方均需缴纳履约金

D.是否引入履约金由交易双方协商确定

答案：

参考答案：C

解析：上海证券交易所买断式回购的履约金制度与银行间市场的保证金或保证券制度的初衷类似，也是为了防范到期违约风险。但相比而言，上海证券交易所履约金制度还存在以下特点：①双方均需缴纳履约金，而在银行间市场，是否引入保证金或保证券由交易双方，协商；②履约金比率由交易所确定，而在银行间市场，保证金或保证券的金额也由双方协商；③履约金到期归属按规则判定，而银行间市场则没有此类规则。上海证券交易所规定，回购到期双方按约履行的，履约金返还各自一方；如单方违约，违约方的履约金归守约方所有；如双方违约，双方各自缴纳的履约金划归证券结算风险基金；④违约方承担的违约责任只以支付履约金为限，实际履约义务可以免除。

考点：证券业从业考试证券交易证券从业考试证券交易真题2012年3月（一）
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was worth facing his  15  in me.
      "How much are you going to make at this job?" He asked."3.5 dollars an hour," I replied.
     "Well," he asked,"is $3.5 an hour the price of a dream?"
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   18  . I devoted myself to sports that summer and   19   the year I was chosen by the Pittsburgh Pirates to
play baseball, and was   20   a $20,000 contract(合同). My baseball scholarship got me through university and
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